PUPPETRY OPERATIONAL PROCEDURES & OTHER THOUGHTS
The shadow theatre is a
puppet form operated from below, already discussed. But in China (whose shadow theatre is named Ying Xi) and Turkey
(whose shadow theatre is named for the popular character Karagoz),
they are operated horizontally (the manipulation rods are positioned at
a 90-degree angle in relation to the screen). Consequently, some scholars
postulated that the Chinese and Turkish shadow theatres were developed
independently from India's or Indonesia's because the operation of the
Chinese and Turkish flat cutouts is dissimilar to the other countries'
method, which is to operate the puppets with rods from below. But in India,
we see that the pavaikuttu uses detachable rods that connect to
the puppets' hands when required, and, if the puppeteer is standing while
manipulating the hands and arms (a common procedure), the operation is
by horizontally held rods, exactly as in China and Turkey. Indeed, all
that is required to transform an Indian or Indonesian technique into a
Chinese or Turkish technique is for the puppeteer to stand up.
Another puppetry form
operated from below is the rod puppet: three dimensional carved figurines
manipulated from rods below the "stage." The "stage" may be a curtain hiding
the manipulator who motivates the puppets which appear above the curtain,
or a large banana log on the floor on which is planted the puppets, and
with the manipulator in full view. This operation with rods (normally with
one attached to each of the puppet's hands, and one rod attached to the
body of the figure), is identical to the shadow theatre, indicating its
ultimate origin.
In Bengal, India, we have
the Putul Nautch, a rod-puppet form. Descriptions of these puppets
are reminiscent of automata, and the presentation of these could be a debased
form of neurospasta. Indeed, the translation of Putul Nautch
is "dancing dolls," which makes one immediately think of such displays,
and so it may be that, in earlier times, these puppets only performed dancing
and acrobatic tricks, and not plays. Contractor provides a detailed description:
Bengal is the only place in India that has rod puppets. They are known by the name of Putul Nautch or dancing dolls. They have an individuality of their own in the construction and manipulation. Yet in the sculpting, a primitive yet effective method is used, very similar to the rod and string puppets of the Puebla and Ocotlan Red Indian Tribes of U. S. A., who used corn husk and clay. Rice husk and clay is used for the Bengal Rod Puppets.
The Bengal puppets are about 1½ metres in height and are built over bamboos [i.e., long poles extending down] 2½ meters long. The body and limbs have a bamboo base, which was originally covered and plastered with hay and rice husk mixed with clay to give the required shape. The finishing was then done with a smooth coating of banana leaf. When dry they were finally painted in bright colours and then clothed. This very old method of construction can no longer be seen; instead, one comes across entirely wooden puppets on a bamboo prop. The body part is not of solid wood, but carved or scooped out from the back and hollowed. The arms of these puppets are manipulated by a common string for both arms [passing through the body] and rods projecting from the elbows, which act like a lever. They have no legs, so the lower portion of the body is always covered by the sari or dhoti that is draped around them. There is also some hip movement in these puppets produced by a straw loop just below the waist. This loop often gives incidental movement, but can otherwise be moved from under the covering garments.
In manipulating the Putul Nautch puppets, the puppeteers first tie the puppets [i.e., the bamboo pole] securely into their waist band in front, leaving their hands free to work the puppet's hands and heads [from below]. The head too is made mobile with strings [passing through the body], held [by the puppeteer] in a straw ring , which facilitates the hold for manipulation. Actually, there is not much movement in these puppets, but the puppeteers themselves jump and dance vigorously to produce the effect of movement. A Putul Nautch programme can be witnessed at fairs or festivals in villages and as they are no-tickets shows, like most of the Indian traditional puppet plays the puppeteers carry no regular stage. Usually they hire or get on loan a back-drop and a front curtain from the local theatre units. The front curtain is high enough to hide the manipulators and is fixed on bamboo poles, the backdrop is usually four metres in height, so it shows the puppets up clearly. However, on rare occasions, these puppet players have a box-like stage constructed from bamboos, with a painted cloth proscenium and a roof top of straw known as the Putul Ghar or House of Dolls.
Then there is the glove
puppet, operated from below. Today, we find such puppets in all cultures.
I believe the glove puppet originated directly from the rod puppet. In
Indonesian and Chinese rod puppetry, the figures are dressed in cloth garments
that hide the main support rod. In the Chinese type (see picture), the
rods to control the puppet's hands and arms are also hidden by being covered
by the sleeves of the garment, and these rods extend down inside the robe
to protrude underneath. The puppeteer, when clutching the main rod, keeps
his hand hidden inside the clothing of the figure. It is a small step to
abandon the rods and to use one's own hand to manipulate the puppet directly,
as is done with a glove puppet.
Chinese Rod Puppets
Very few records describe
enough about the puppets referenced that we can determine what sort they
are, i.e., string, glove, rod, or shadow puppet. Therefore, the date of
introduction of the glove puppet is problematic.
And yet glove puppets
may be very ancient. Speaight mentions the Greek word koree as meaning
both a sleeve that covers the hand, and a small statue. A glove puppet
encompasses both senses of the word.
Rajasthani string puppets,
the Kathputli, are remarkable in their resemblance to glove puppets:
In the state of Rajasthan,...,which is in the northwest, string marionettes predominate. They are operated by members of a centuries-old subcaste of entertainers known as the kathputli bhats - the "wooden-puppet performers."...Indian village puppet shows are played most often at night. The puppeteers work on the ground, standing behind a brightly colored cloth backdrop stretched between two poles, or perhaps between two upended charpoys - wooden bed frames. In front of the cloth, lined up elbow to elbow, is the cast of marionette characters, an assemblage commonly called the durbar, or court, the most important part of the Rajasthan setting. Their strings are wound around a length of bamboo at the top of the back cloth, and unwound when it is time for a particular character to go "on stage." Oil lamps placed at either side light the figures. The audience is fanned out in front, seated on the ground...
All literary references to strings on the fingers of the puppet master are true in Rajasthan. The kathputli have only two strings. One running from the top of the head over the puppeteer's fingers and back to the puppet's waist supports it and allows it to bow and whirl. The other continuous string moves the hands. Such a simple control suggest simple results, but a sutradahar can be most eloquent. The warrior brandishes his sword and shield, the dancing girl delicately lifts the hem of her dress with the aid of pins at the tips of her fingers.
Furthermore, the way the marionette is constructed gives it a considerable degree of built-in activity. The head and body are carved from a solid piece of wood, often mango. The downward-curving arms are made of stuffed material that is quite springy, and, therefore, very good for the puppet's fast fighting actions. No legs are needed. A pleated skirt, the marionette's proudest garment, can suggest any manner of walking, running, or dancing. It is rather like a kilt, thin material weighted with borders of gold or silver cloth. The kilt has a life of its own, and a skilled operator can whirl it, spin it, spread it flat on the ground, or fill it with air like a balloon...
Certainly there is an element of the divine in the kathputli language, a wordless vocabulary of sounds that seems most appropriate for the small (eighteen- to twenty-inch) figures. This simple, effective language is produced by the head puppeteer with a bamboo-and-leather reed which he holds in his mouth and articilates by blowing through it and shaping his lips. Other later puppet cultures have attempted to improve on this technique by articulatiing real words through a "Punch whistle" - called "swazzle" in England and "pratique" in France - but the Indians accept it as a puppet language and let it go at that.
The Kathputli
are the most primitive form of puppet operated from above. As mentioned,
there is a reference to puppets worked by strings in the Buddhist Canon,
the Therigatha of 100 BC. And Greece mentions them even earlier.
It seems that in ancient Egypt, Greece, and India we have some of the earliest
artifactual evidence of string-operated figures and toys, and some of the
earliest literary references to puppets or automata.
The evidence indicates
that puppetry began as a religious ritual, and, wherever puppet shows display
this aspect, this tells us that that puppet theatre is probably of ancient
lineage. It is to be noted that Western puppet theatre today is completely
secular, yet in the beginning, many such shows had a definite ritual purpose,
as indicated by Herodotus.
It would seem that puppets
which developed from shadow theatre would necessarily be operated from
below, and so it is an important problem how the string puppet evolved,
a form operated from above. Again, the shadow theatre is a possible parent
of this form. Many sorts of shadow puppets have used strings for manipulation.
We may see that the European ombres chinoises (Chinese shadows)
utilised strings to operate the figures. In Bali, strings are used in addition
to the rods to affect different movements. And some shadow figures in India
(the type that perform special tricks) have string operations. But more
likely, it was from the automata that string puppetry developed.
There is a general sense
that string puppets came before the shadow theatre, at least when we examine
the historical documents and artifactual evidence. In addition, with primitive
Man, ritual figurines were fashioned centuries before cave paintings ever
appeared, and one of the starting points, in one theory, for the invention
of shadow plays was drawings and paintings.
Shadow theatre is generally
believed to be extremely ancient, notwithstanding that we find no absolute
proof of the existence of shadow theatre until our era AD. Yet we cannot
help but sense something very old about the shadow theatre in just its
sheer simplicity. One can easily envision primitive Man casting shadows
of his human ancestors in a ritual worship in front of his campfires. It
is to be noted that the majority of shadow theatre forms display a human
figure design much like the ancient Egyptian wall paintings. This resemblance
is especially striking in the modern Balinese leather puppets (also called
wayang
kulit, as in Java). They both have the large and elaborate headdresses,
the same eye shapes; the shoulders are frontal while the heads are in profile;
the feet and legs are positioned one in front of the other also in profile.
The general shape of the head and shoulders is remarkably similar to the
Egyptian drawings (see example).
A Balinese Shadow Figure
While I do not suggest that the shadow theatre
was invented by the ancient Egyptians, we can easily see that the design
of the figures in almost all traditional shadow theatres is configured
the same as when Man made drawings of himself and his kings starting in
3000 BC. Later, a development to more realistic human profiles, comes around
1367-1350 BC, with the Pharaoh Akhenaton.
Indeed, shadow theatre
need not even utilise flat figures. A shadow play can be presented using
doll (rounded) figures, but we see that this is not the case in traditional
shadow theatres today, or even in the remote past. This seems another indication
that the shadow play originated from drawings.
I believe that it was
from the shadow theatre that the idea of performances of plays utilizing
puppets originated. We see in the shadow theatre the true first puppet
play, that is, a story told through acting.
The early shadow theatres
had a narrator who did not manipulate the puppets, and who stood in full
view of the audience, outside the booth, explaining the action of the play,
just as in the picture explanation shows which preceded it in development.
Von Boehn mentions that early puppet shows in Europe had also this procedure
of a interpreter: "In point of fact there is no real evidence that these
puppets were introduced with dialogue at all; some historians, such as
Magnin and Maindron, are of the opinion that the puppets appeared only
in pantomime, and that a man in front of the stage related the course of
action." George Speaight affirms, in The New Encyclopaedia Britannica,
1995 edition, under the entry "Puppetry", that "In many forms of puppet
theatre,...the dialogue is not conducted as if through the mouths of the
puppets, but instead the story is recited or explained by a person who
stands outside the puppet stage to serve as a link with the audience. This
technique was certainly in use in England in Elizabethan times, when the
‘interpreter' of the puppets is frequently referred to; this character
is well illustrated in Ben Jonson's Bartholomew Fair, in which one
of the puppets leans out of the booth (they were hand puppets) and hits
the interpreter on the head because it does not like the way he is telling
the story." In addition, J. P. Collier, the famous author of Punch
and Judy, wrote that "The manner in which puppet-shows were represented
in Spain, is very clearly described in chap. 26 of the second part of ‘Don
Quixote' [sixteenth century]. Peter there worked the figures, and his boy
interpreted, though not to the knight's satisfaction." (See pictures for
examples of a narrator in puppet shows.)
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Introduction
Chapter One - Toys,
Dolls, and Automata
Chapter Two - Scenic
Shades
Chapter Four - Europe
and Asia in the Era A.D.
Chapter
Five - Conclusion and References